Andrew Seaborg advises families, trusts and institutions on investment management, employer-sponsored retirement plans, and financial planning. Andrew holds an MS in Finance, Investment & Banking from the University of Wisconsin-Madison. Since 2007, he has served as Adjunct Professor at the University of Wisconsin Law School, where he teaches Law 771: Asset Management & Financial Planning to third year law students.
Ranked number 34 on Registered Rep magazine’s list of Top 100 Independent Advisors by assets under management in 2011 (the last year data was made public), Andrew’s client base is interesting and diverse. Individual clients include shareholders of small to medium-size businesses, C-level executives at Fortune 500 companies, highly compensated professionals, and trustees. Institutional clients include national purchasing cooperatives, charitable trusts, two hospitals, a medium-sized municipality, and numerous small to medium-size businesses.
RECENT PROFESSIONAL ACCOMPLISHMENTS
Advised client retiring from company with $9 million of stock and options. Established charitable foundation, gifted aggressively to next generations, and diversified wealth.
Worked with privately held corporation to invest $34 million after-tax proceeds from sale of subsidiary on behalf of owners.
Provided financial planning support to second-generation owners of closely held company with nine figures of annual revenue during sale of firm. Invested liquidity event proceeds to provide floor income of $1,000,000 per year in retirement.
Implemented multiple employer 401(k) plan for purchasing cooperative with more than 200 members and $600 million in plan assets.
Provide ongoing financial planning and investment management for longest-tenured client, a great-grandmother with less than $200,000 in investable assets.
CONTINUING EDUCATION & PROFESSIONAL SPEAKING ENGAGEMENTS:
Andrew speaks frequently on topics related to investment management, financial and estate planning, practice management, philanthropy, and entrepreneurialism. Selected recent presentations include:
2017 “Asset Manager vs. Asset Gatherer – Staying Compliant in the New DOL World”
How to add maximum value to planner-client relationships
“The Accidental Entrepreneur” for Executive MBA program at UT-Austin
2016 “Read Me Your Book”
Implementing best practices in preparation for the new DOL Fiduciary rule
2015 “Portfolio Construction Using Monte Carlo Simulation”
“New Techniques for Managing Year-End Capital Gains Distributions”
2011 “Investments: Drafting a Reliable Blueprint”
2010 “Best Practices in Socially Responsible Investing”
2007-10 Trends in Philanthropy, panel discussion at University of Wisconsin Foundation
2007 “Parlez vous Annuity? Helping Clients Make Smart Decisions about Annuities” with attorney Richard J. Langer at the WI Bar Assn. 2007 Estate Planning Update
COMMUNITY SERVICE & CIVIC ACTIVITIES:
When not at the office or chasing his kids, Andrew has been active with the following community service and professional organizations:
National Board of Directors, Japan-America Student Conference (www.jasc.org)
JASC is the oldest youth exchange program between Japan and the USA
Board of Visitors, University of Wisconsin-Madison Department of Sociology
Board of Directors, Madison Public Library Foundation
Voting member, Wisconsin International Trade Council
Appointed by Governor to advise the Wisconsin Department of Commerce on state’s role in the promotion of international trade.
Chair, Rotary District 6250 Group Study Exchange Committee
Board Member and Member, Rotary Club of Madison West
Madison Council on Trusts & Estates
PERSONAL INFORMATION & HOBBIES:
Prior to attending graduate school, Andrew worked as a statistical analyst and SAS programmer. A former undergraduate Japanese language major, he also did Japanese-English translation work for a Hitachi subsidiary in Tokyo.
Andrew is very happily married to author, pediatrician, and epilepsy advocate, Kristin Seaborg. (www.kristinseaborg.com)
Together, they have three adorable kids, Alex (12), Will (10) and Kalli (7) Seaborg.
For fun, Andrew plays semi-competitive tennis, rides his bicycle, skis and swims with the family, makes furniture, and roots for the World Champion (!!) Chicago Cubs.
Andres Seaborg is a registered representative of Lincoln Financial Advisors.
Securities and advisory services offered through Lincoln Financial Advisors Corp., a broker/dealer (Member SIPC) and registered investment advisor. Insurance offered through Lincoln affiliates and other fine companies.